M1

In our imported dataset, M1 (legal entity reference: M1 FINANCE LLC) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: FINRA (Financial Industry Regulatory Authority) — licence 281242/SEC#: 8-69670, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FINRA public register.

M1 is registered at 200 N LASALLE STREET, SUITE 810 CHICAGO, IL 60601 and tracked under our forex and cfd brokers authorised in europe scope based on its institutional service profile (CFDs, Precious metals, Stock indices, Forex) rather than a domestic focus licence. Its 1 recorded licence (FINRA) should be evaluated for cross-border passporting and local solicitation rules.

M1 carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.

Before allocating capital or executing trades with M1 (listed execution software: M1: Invest & Bank Smarter), institutional and retail allocators should: (1) confirm the domain (m1.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FINRA.