Institution record
E TRADE
E TRADE Securities LLC
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (forex and cfd brokers authorised in europe) are listed first. Check each one on the regulator's own register.
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing E TRADE against peer institutions in our forex and cfd brokers authorised in europe dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| E TRADE (this record) | NFA | 0 / 1 | Risk level not supplied | — | 0 |
| AMP Global | CYSECNFA | 0 / 2 | Risk level not supplied | — | 0 |
| FXGlobe | FSAAMFCYSEC+5 | 8 / 8 | Risk level not supplied | — | 0 |
| BAM | FIBdEPolish+12 | 15 / 15 | Risk level not supplied | — | 0 |
| CANADA | CNBNRAFCIS+8 | 3 / 11 | Risk level not supplied | — | 0 |
| Bitpanda | FMABaFinMBA+3 | 5 / 6 | Risk level not supplied | — | 0 |
E TRADE: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is E TRADE's regulatory licence status and supervisory authorisation?
In our imported dataset, E TRADE (legal entity reference: E TRADE Securities LLC) holds 1 recorded licence entry, of which 0 carry a "regulated" status and 0 are marked regulated or registered: NFA (National Futures Association) — licence 0320906, status: suspected clone, Tier-2. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official NFA public register.
Which of E TRADE's jurisdictions and licences fall within this site's regulatory coverage?
E TRADE is registered at PO Box 484 Jersey City, NJ 07303-0484 Harborside 2 200 Hudson Street, Suite 501 Jersey City, NJ 07311-1113 and tracked under our forex and cfd brokers authorised in europe scope based on its institutional service profile (Stocks, Futures, Options, Investment) rather than a domestic focus licence. Its 1 recorded licence (NFA) should be evaluated for cross-border passporting and local solicitation rules.
What is E TRADE's institutional risk classification, enforcement exposure, and score profile?
E TRADE carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts and 1 licence record with elevated status flags (NFA: suspected clone). Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to E TRADE's platforms, entity structure, and complaints?
Before allocating capital or executing trades with E TRADE, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to NFA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from FXMacro Wire relevant to E TRADE's supervisory scope.
G10 FX & Macro Liquidity
Global FX Market Structure & Cross-Currency Basis in 2026: BIS $7.5T+ Turnover Mechanics, CLS Payment-versus-Payment (PvP) Settlement Risk, and G10 Central Bank Rate Divergence
An institutional macroeconomic and FX market-structure wire dissecting the $7.5T+ daily global OTC FX market, off-balance-sheet FX swap debt, USD/JPY and EUR/USD cross-currency basis mechanics, CLS PvP Herstatt risk mitigation, and Tier-1 FX dealer/broker margin supervision.
G10 FX & Rates
G10 FX Swap Line Utilization, CLS PvP Settlement Volumes & EUR/USD vs USD/JPY 3-Month Cross-Currency Basis Mechanics
Three-month EUR/USD SOFR-€STR and USD/JPY SOFR-TONA cross-currency basis swaps traded at -11.5 bps and -34.8 bps in Q4 2026 as C6 central bank standing USD swap lines capped offshore funding stress at OIS + 25 bps and CLS PvP settlement volumes reached $6.85 trillion daily.
market-insights
Philip R. Lane: The AI opportunity for Europe — FXMacro Wire Market Brief
Philip R. Lane: The AI opportunity for Europe: Summary of the supplied material covering no source facts provided. Source details have not been independently verified.
market-insights
Frank Elderson: Ensuring Resilience in the Face of Uncertainty — ECB Speech Breakdown
Frank Elderson: Ensuring resilience in the face of uncertainty: Summary of the supplied material covering no source facts provided. Source details have not been independently verified.